What Is Regdex
What is the difference between a 10k and 20-F?
Form 10-K is for U.S.-based companies, while Form 20-F is for foreign companies. Form 10-K is used for filing annual reports and transition reports, while Form 20-F can be used to file an annual report, transition report or registration statement.
What is 8k filing?
Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.
Who does Regulation SK apply to?
Regulation S-K applies to: registration statements under the Securities Act to the extent provided in the forms to be used for registration under that Act; registration statements under section 12 of the Securities Exchange Act of 1934, also known as subpart C of part 249 of this chapter (17 CFR Part 229);
What is Form 20 F SEC?
Form 20-F is the primary disclosure document required of foreign private issuers listing equity shares on exchanges in the United States. It’s most often filed with the Securities and Exchange Commission (SEC) as an annual report but is also used to register classes of securities.
Who files an F-1?
Form F-1 must be filed with the US Securities and Exchange Commission (SEC) by certain foreign private issuers before they can make an IPO (initial public offering) or other first-time security offering in the United States.
Is 8K UHD?
8K describes UHD-2 and is the successor of 4K (UHD). The 8K resolution has about 8,000 columns horizontally. Or 7,680 x 4,320 pixels, distributed over the respective display size in the classic 16:9 format, which is four times more pixels than with 4K and 16 times as many pixels as with Full HD.
What is an F 3 filing?
SEC Form F-3 is a regulatory form to register securities that is used by foreign private issuers who meet certain criteria. When applicable, this form, also known as the "Registration Statement", must be filed with the Securities and Exchange Commission (SEC) in accordance with the Securities Act of 1933.
What is an F 1 filing?
SEC Form F-1 is the registration required for foreign companies that want to be listed on a U.S. stock exchange. Any amendments or changes that have to be made by the issuer are filed under SEC Form F-1/A. After the foreign issuer’s securities are issued, the company is required to file Form 20-F annually.
What are 6K filings?
Form 6K is an SEC filing submitted to the U.S. Securities and Exchange Commission used by certain foreign private issuers to provide information that is: Required to be made public in the country of its domicile. Filed with and made public by a foreign stock exchange on which its securities are traded.
Do all companies need to file with SEC?
Even if a company doesn’t have to register its securities for an offering, it still may have to file reports with the SEC if the company lists its securities on an exchange or has more than $10 million in assets and a class of equity securities with either 2,000 or more record holders or 500 or more record holders that …
Who is required to file with the SEC?
Under the Exchange Act, parties who will own more than five percent of a class of the company’s securities after making a tender offer for securities registered under the Exchange Act must file a Schedule TO with the SEC.
What is a 10-K in finance?
A 10-K is a comprehensive report filed annually by public companies about their financial performance. The report is required by the U.S. Securities and Exchange Commission (SEC) and is far more detailed than the annual report.